SEC subpoenas Wall Street banks over Situational Awareness
The US Securities and Exchange Commission has sent subpoenas to major Wall Street banks regarding the hedge fund Situational Awareness, ...
Tag: Securities and Exchange Commission
OTC Markets CEO: 250 years of market history just collided with a new SEC rule
As CEO of OTC Markets Group, which operates regulated markets for U.S. and international securities, I have a direct view ...
US probe on Mark Walter focused on four intermediaries, WSJ says
US federal investigators probing Mark Walter are focused on four entities that acted as intermediaries for loans issued by the ...
Boiler room accused of hiding fees on $74 million in SpaceX, Anthropic, Anduril, and Perplexity
A sales force of more than 100 agents allegedly cold-called thousands of prospective investors with sleek, scripted pitches for shares ...
What Private Credit Is, and Why Investors Are So Worried About It
One hundred and three years ago, in his seminal book on investing, Edwin Lefèvre wrote: “There is nothing new in ...
Crypto Brought Trump a Huge Windfall, Even as Many Investors Lost Big
A large chunk of the $2 billion haul President Trump took in last year came as hundreds of thousands of ...
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