S.E.C. Moves to Scale Back Its Crypto Enforcement Efforts
The Securities and Exchange Commission is moving to scale back a special unit of more than 50 lawyers and staff ...
Tag: Securities and Commodities Violations
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
Vanguard, the large mutual fund company, has agreed to pay $106 million in restitution to settle a securities regulatory investigation ...
Robinhood to Pay $45 Million Fine to Settle SEC Charges
Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand ...
Former MoviePass Executive Pleads Guilty to Fraud Over ‘Unlimited’ Plan
Theodore Farnsworth, the former chief executive of the parent company of MoviePass, pleaded guilty to securities fraud on Tuesday after ...
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